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#01 Enter into a TIF development agreement with SHINE Medical Technologies (File Res. #2012-882)Economic Development Department Memorandum February 13, 2012 TO: City Council FROM: Vic Grassman, Economic Development Director SUBJECT: Action on a Proposed Resolution Authorizing the City Manager to enter into a T.I.F. Development Agreement with SHINE Medical Technologies (File Res 2012-882) Executive Summary SHINE Medical Technologies, located at 2555 Industrial Drive, Monona, WI 53713, has committed to the relocation of its headquarters and the development of a production facility at 4021 US Highway 51 S. located in Rock Township, Rock County. This is contingent on the successful completion of the land purchase, annexation, amendment of TIF 35 to include the new site, and approval of the Developers Agreement between the City and SHINE. This proposed project is in response to a worldwide shortage of Moly-99 which has and will continue to impact diagnostic testing in the United States. Moly-99 has a half-life of 66 hours. Right now there are no producers of this isotope in the United States, thus doses need to be flown in from Canada, Europe and South Africa. The additional travel time further degrades the quality as well as increases the cost. This growing shortage is why the U.S. Dept. of Energy has awarded the company one of four $25.0 million matching grants. The SHINE team includes partnerships with Los Alamos, Argonne Labs, UW-Madison, the Morgridge Institute, the State of Wisconsin and Alliant Energies. SHINE Medical Technologies plans on producing the isotope most commonly known as Moly-99, which is the precursor of technetium-99. This isotope is widely used in over 30 of the most common medical diagnostic procedures proscribed throughout the United States and the world. The most commonly known diagnostic test is a “stress test” to determine possible cardiac ailments. It is estimated that over 40,000 diagnostic procedures are performed daily in the United States and over 40 million worldwide annually. The world market is estimated at over $1.0 billion annually. SHINE is obtaining matching funds, and after meeting the prerequisite technology and environmental requirements, expects to begin construction in 2013-2014 with production projected to begin in 2015. However, based on the uncertainty of the regulatory review process it would be reasonable to see delays in the projected start date for production.. The City’s tax estimates are based on receiving a tax payment of $614,655 beginning in 2017. The company will construct a production facility with a projected assessed value of $25.0 million for the term of the incentive agreement. This project will create a minimum of 125 jobs at an estimated average salary of $60,000/yr within five (5) years of the completion of the facility.. City Manager’s Recommendation The City Administration has negotiated the Development Agreement with SHINE Medical Technologies consistent with the parameters established by the City Council. The intent of my recommendation since the Council established the parameters will be first to outline key components contained within the development agreement followed by a summary of the City Manager office’s risk assessment of the project. Key Elements of the Development Agreement  SHINE Medical Technologies will build a facility with an assessed value of $25 million and, once the building is constructed, they will guarantee an annual payment of approximately $583,000 for the term of the agreement.  SHINE Medical Technologies will build an approximately 35,000 square foot building  SHINE Medical Technologies will guarantee 125 jobs within 5 years of initiating production.  The City’s incentive package includes the following: The City will convey 84 acres of land valued at approximately $1.53 o million. The City will extend utilities valued at approximately $345,000 for o the proportional value to SHINE Medical Technologies. TIF 35 will pay the $578,000 stormwater assessment as a o forgivable loan. This can be accessed as cash, but SHINE Medical would be then be required to pay the stormwater assessment. The City will make a forgivable loan of $1.5 million to SHINE for site o development and/or equipment. This would be forgiven if certain employment and tax payment conditions are met. The City would guarantee a private loan to SHINE of up to $4 o million.  The City’s incentive package will be conditioned upon certain benchmarks being met for various incentives. The benchmarks include: The Morgridge Institute for Research (MIR) receiving notice of o phase 1B award from the NNSA. The accelerator reliability test being successful. o MIR’s notice of a phase II award from the NNSA o The NRC issuing a construction permit. o Issuance of a building permit by the City of Janesville. o SHINE Medical Technologies providing a plan for removal of the o by-product material as defined by the NRC within a 5 year period or shorter and an approved storage plan. These plans must be approved by a third party. In addition, to the benchmarks, the City will require certain o mortgages and/or liens on equipment as security.  This agreement has associated positive outcomes and risks associated with the agreement:  Expected positive outcomes include: Creation of 125 jobs o Increase in real property tax assessed value of approximately $25 o million. (This will depreciate over time) This creates over $550,000 annually in tax increment. Potential for expansion by SHINE into other areas. o Taking advantage of the area’s advanced manufacturing talent. o Has potential to attract interest from other high-tech medical o industries.  Risks associated with the development agreement SHINE Medical Technologies will have to meet certain Federal o regulatory requirements prior to initiating construction. These timelines are undetermined and could delay the realization of the above benefits. (The majority of the City’s direct financial incentives will not be expended until these are met) There are environmental concerns with the process. The company o is in the early stages of the NEPA process and therefore SHINE has not yet developed a plan to address these concerns. (This will occur, but has not occurred yet.) (The City Manager anticipates hiring an outside consultant to advise the City through the process although the agreement only provides narrow discretion for the City in the future.) The four companies that have received DOE funding, including o SHINE Medical Technologies, have not proven that their processes can work on a large scale. Our benchmarks do not (in the opinion of the City Manager) provide the City protection that the technology will be proven on a production scale prior to distribution of our funds or prior to the facility being completed. The loan guarantee provides an added risk to the City. o The challenges facing the company that could put a portion of the o City’s funding at risk include economics of the project; Federal regulatory process; competition, including subsidies, from other countries which are part of economics; and providing a plan to manage any environmental issues. Economic Development Director’s Recommendation: The Economic Development Director recommends Council adopt Resolution No. 2012-882 approving the Developers Agreement with SHINE Medical Technologies. The Director recognizes that due to the potential technical and environmental risks inherent in this business start-up, this is a non-traditional TIF project but this also a unique economic development opportunity for the City. Recognizing the above, my responsibility is to evaluate this project from an economic development perspective and seek answers to the following questions.  Will the project increase the wealth in our area?  Are the wage levels above average for the community?  Will it raise the “development bar” for the community?  Have the financial risks been reduced to an appropriate level relative to the City’s involvement in the types of incentives offered and timing of these incentives? In my opinion, the answer to these questions is “yes”. This recommendation is based on the following: Direct Economic Benefits:  SHINE has committed to guarantee a tax equivalent payment based on a minimum of a $25.0 million assessed value on the production facility for the term of the Developers Agreement. The minimum tax payment will be $583,282. Assuming construction is completed and the full value of the facility hits the 2017 tax roll the City’s investment (using TIF dollars) of $4,974,286 will be recovered in year 14 of the project. This is based on the first year of the initial investment. Note: This break-even projection does not include recovery of the $4.0 million private sector TIF loan guarantee in the event this project is not successful.  Once the project is in production, people have been hired etc.; there will be an economic multiplier relative to the purchase of goods and services within the Janesville economy. A reasonable but conservative multiplier would be 2.0 to 2.5 times for new dollars coming from outside Janesville which are then spent locally.  Specific benchmarks must be achieved before funds are expended thus significantly reducing both technological as well as environmental risk of the project not moving forward. This will include approval by the federal Nuclear Regulatory Commission that the company has demonstrated that it has met all requirements including plans for technical contingencies, waste storage and transportation. It is also important to note that a significant portion of the incentive (excluding the $4.0 million loan guarantee) will be used for traditional TIF investment purposes i.e. infrastructure extensions, site development costs and land purchase. Excluding the land purchase, these funds will not be distributed until actual construction of the production facility is authorized (permitted) at the federal and local levels and the start of construction is imminent. Thus technological and environmental risks will have been significantly reduced. The Council voted to move forward with the land purchase in December 2011 to be closed by the end of February 2012. This purchase is not contingent upon SHINE locating on the site. Should this project not move forward, the site will be zoned M1 and used for future industrial development opportunities. Indirect Economic Benefits:  Due to the national and worldwide medical benefits resulting from the production of these isotopes extensive media coverage of this is expected. From a business attraction perspective, positive media coverage will potentially influence site selectors and other business decision makers. In my experience, the outside business world views Janesville as either the community that lost GM or not at all. Recognizing that the Dept. of Energy has only given out four of these $25 million grants to U.S. companies and two are located in Rock County, I would expect significant coverage from business papers and periodicals as well as science publications. Since reading third-party accounts is a major influence for many business location decision makers, this would certainly improve Janesville’s perception in the economic development/site location world. Along with our certified “shovel ready” site, (1 of 2 in Wisconsin) expedited permitting and incentive programs, Janesville would be well positioned for future growth  The positive impact on our local citizens. Janesville is known for its advance manufacturing capabilities and this project would take us to the top of that curve. Local residents can be trained and have access to these jobs with the corresponding salaries. The vast majority of the jobs created will only require technical training. Conversations have already started between SHINE and Blackhawk Technical College on developing a specific training program to meet the company’s future needs. Background Of all the isotopes used in medical diagnostics, none plays a more pivotal role than technetium – 99. Each day, hospitals and clinics around the world perform over 60,000 of diagnostic procedures which can illuminate tumors and heart problems, 80% of which use this isotope. Trouble is Technetium – 99 has a very short half life of 6 hours. Moly-99 which has a half life of 66 hours is used as feedstock to allow this isotope to extend its half life, thus improving the quality of the diagnostic images etc. People’s lives depend on the quality of this isotope during the imaging process. Currently there are no commercial producers of these isotopes in the United States and those producers in Canada, Europe and South Africa have aging nuclear reactors that are subject to breakdowns and repairs. The average age of these facilities is 46 years. This creates, now and in the future, a world health problem. Due to the current state of the industry many hospitals have a difficult time in obtaining the isotope for diagnostic tests and if available, due to the half- life issue, the quality can potentially decline. The magnitude of this issue has prompted the U.S. Department of Energy (DOE) to award four $25 million grants to encourage the development of U.S. based, commercially viable, production processes of moly-99. SHINE Medical Technologies was selected as one of these recipients in September 2010. NorthStar located in Beloit was also a successful recipient of this type of grant. SHINE expects to be in production by 2015 with its goal to produce 50% of the U.S. supply. With such collaboration partners as UW-Madison, the Morgridge Institute for Research, Los Alamos and Argonne Labs, SHINE has raised a significant level of venture capital as well as financial support from the Wisconsin Economic Development Corp., Alliant Energies and others. cc: Eric Levitt Jacob Winzenz Resolution No. 2012 - 882 A Resolution Approving a TIF District 35 Development, Land Sale, and Loan Agreement With SHINE MEDICAL TECHNOLOGIES, INC. WHEREAS, the Common Council of the City of Janesville shall create Tax Incremental Finance District No. 35 in accord with Wisconsin’s Tax Increment Financing Laws, Wis. Stats. Sec. 66.1105 and other applicable statutes, as from time to time amended or renumbered, in order to stimulate the development and redevelopment of industrially zoned properties; retain and increase employment; construct, renovate and expand industrial facilities; and otherwise provide for the overall economic health, welfare, vitality, and good of the community; and WHEREAS, the Project Plan for Janesville TIF District No. 35 includes industrial and manufacturing development and redevelopment, improvements, facility construction, expansion, and renovation, job retention and creation, and related financing, incentives, payments, loans, and actions that effectuate and/or facilitate these legitimate and pressing public purposes and goals; and WHEREAS, Shine Medical Technologies, Inc. (SHINE”) is a Wisconsin domestic corporation currently conducting its principal business at 2555 Industrial Drive., City of Monona, County of Dane, State of Wisconsin 53713, and shall be the OWNER and DEVELOPER of a manufacturing center (“FACILITY”) to be constructed by SHINE upon an approximately Eighty Four (84) acre parcel of real property to be located at 4021 U.S. Highway 51 S., City of Janesville, County of Rock, State of Wisconsin 53546 (“PROPERTY”); and WHEREAS, SHINE shall conduct its principal business at the FACILITY upon the PROPERTY; and the City shall attach and incorporate the entire site into its municipal corporate boundaries and jurisdiction, amend the boundaries of an existing Tax Incremental Financial District (T.I.F. District No. 35) to include the PROPERTY, amend the TIF District No. 35 Project Plan if necessary, and then eventually sell and convey the PROPERTY to SHINE for the construction and operation of the FACILITY, assessed value addition, new job creation and maintenance, and related economic and industrial development purposes as set forth in a certain executed and binding T.I.F. DEVELOPMENT AGREEMENT FOR NEW INDUSTRIAL BUILDING CONSTRUCTION LOCATED PRIMARILY IN JANESVILLE PROPOSED T.I.F. DISTRICT NO. 35 FOR DEVELOPMENT PURPOSES BY AND BETWEEN THE CITY OF JANESVILLE ("THE CITY") AND SHINE MEDICAL TECHNOLOGIES, INC. (“SHINE”) (the "AGREEMENT"), the terms, provisions, and promises of which AGREEMENT are reiterated and incorporated herein by reference as if fully set forth verbatim; and WHEREAS, SHINE intends, promises to, and shall construct and operate an approximately Thirty Five Thousand square foot (35,000 sq. ft.) high technology manufacturing and production FACILITY upon this PROPERTY, which PROPERTY and FACILITY at all times during this AGREEMENT shall have a combined real and personal property tax assessed value in an amount of not less than Twenty Five Million and 00/100 Dollars ($25,000,000); and create and maintain the new full-time employment equivalent positions of employment at the FACILITY in the manner, time, kind, and number set forth in, and during the entire term of, the AGREEMENT; and WHEREAS, there are currently sufficient positive fund balances in the TIF District No. 35 improvement and overall project accounts, and these expenditures fall within the allowable time and scope for said Development Agreement and expenditures; and WHEREAS, the Common Council hereby find that the City Administration has negotiated the AGREEMENT with SHINE upon terms, conditions, promises, obligations, provisions, and purposes, consistent with the best interest of and benefit to the City, all applicable laws, and Common Council industrial and economic development policies, goals, objectives, and directives. NOW, THEREFORE, BE IT RESOLVED, by the Common Council of the City of Janesville that: 1. Each and every of the above recitals are reiterated and incorporated herein by reference as if fully set forth verbatim; and 2. The above described AGREEMENT and proposed City land transactions, incentives, loans, guarantees, purposes, industrial development, and promises are each hereby authorized, ratified, and approved; and 3. All expenditures, terms, conditions, promises, obligations, and provisions set forth in the AGREEMENT are hereby found to be in the best interest of, and for the benefit of, the CITY, its residents, businesses, and taxpayers; and 4. The City Manager and/or his designee(s) is/are hereby authorized to execute, enter into, and effectuate the terms, provisions, and promises set forth in the AGREEMENT on behalf of the City of Janesville; and BE IT FURTHER RESOLVED, that the City Manager and/or his designee(s), on behalf of the City of Janesville, is/are hereby authorized to further administratively negotiate, draft, execute, review, enter in, modify, amend, record, file, and otherwise effectuate the above described AGREEMENT and to take, make, and/or enter into any and all actions, and related amendments, agreements, promissory notes, contracts, documents, papers, obligations, and promises that the City Manager and/or his designee(s) may, from time to time and at any time, determine necessary and/or desirable to effectuate the AGREEMENT and/or the intent and purposes of this Resolution. ADOPTED: Motion by: Second by: APPROVED: Councilmember Aye Nay Pass Absent Dongarra-Adams Liebert Eric J. Levitt, City Manager McDonald Rashkin ATTEST: Steeber Voskuil Jean Ann Wulf, City Clerk-Treasurer APPROVED AS TO FORM: Wald Klimczyk, City Attorney Proposed by: Economic Development Director Prepared by: City Attorney T.I.F. DEVELOPMENT AGREEMENT FOR NEW INDUSTRIAL BUILDING CONSTRUCTION LOCATED PRIMARILY IN JANESVILLE PROPOSED T.I.F. DISTRICT NO. 35 FOR DEVELOPMENT PURPOSES BY AND BETWEEN CITY OF JANESVILLE "THE CITY" AND SHINE MEDICAL TECHNOLOGIES, INC. (The "AGREEMENT") DRAFT 06 February 2012 ÜÎßÚÌ TIF DEVELOPMENT AGREEMENT I. PARTIES CITY OF JANESVILLE A.The is a Wisconsin Municipal Corporation located in the County of Rock, conducting its principal business at 18 North Jackson Street, Janesville, WI 53547- CITYSELLER 5005 (hereinafter the ""), and is the of certain real property and maker of certain loans and incentives described below; SHINE MEDICAL TECHNOLOGIES, INC.,(SHINE, B. is a Wisconsin domestic corporation currently located and conducting its principal business at 2555 Industrial Drive, City of Monona, County of Dane, State of Wisconsin 53713, and shall be the ownerand developerof a manufacturing center and related infrastructure and property FACILITY 4021 U.S. Highway 51 S., City of Janesville, County of Rock, State of Wisconsin 53546 PROPERTY. SHINE shall conduct its principal business pertaining to this AGREEMENTPROPERTYPROPERTY at the . The is currently located in the Town of Rock CITY but theintends to annex this approximately Eighty Four (84) acre parcel of land, attach and incorporate the entire site into its Municipal corporate boundaries and jurisdiction, amend the PROPERTYPROPERTYSHINE , and then sell and convey the to for the construction and FACILITY operation of the and related economic and industrial development purposes more fully . described and discussed below SHINE FACILITYPROPERTY C.intends to develop and operate the upon the and construct an approximately Thirty Five Thousand square foot (35,000 sq. ft.) production FACILITYPROPERTY, PROPERTY FACILITY upon this whichandat all times during this AGREEMENT shall have a combined real and personal property tax assessed value in an amount FACILITY of Twenty Five Million and 00/100 Dollars ($25,000,000). The actual size of the is SHINE subject to final approved building plans. promises to and shall create, achieve, and FACILITY successfully provide and maintain not less than the minimum employment levels at the AGREEMENT as set forth and promised below inthis . CITY D.To these legitimate and beneficial purposes and uses,theshall make and/or SHINE, SHINE CITY loan to , as applicableandshall receive and/or borrow from the , as SHINE applicable, loans and incentives in the various ways set forth herein shall repay in full to the CITY four (4) of a five (5) part incentive package: ÜÎßÚÌ ðê Ú»¾ îðïî Page 2 of 32 1.Part One shall be in the amount of Five Hundred Seventy Eight Thousand and 00/100 Dollars ($578,000) and shall be a stand-alone forgivable direct loan CITY SHINE to that shall be SHINE CITY repayable by to the over a period of ten (10) years commencing CITYSHINE one (1) year after the issues a final certificate of occupancy to for FACILITY the . This shall be a zero percent (0%) loan. For each year that SHINECITY creates and maintains in the the minimum new full-time th employment described more fully below, one tenth (1/10) of the Storm Water CITY Forgivable Loan shall be forgiven by the . See Exhibit C. At the option of SHINE, this Storm Water Forgivable Loan may either be used to pay the land division assessment for storm water purposes, currently estimated at $578,000, OR FACILITY it may be used for construction of the and/or acquisition of SHINE machinery, fixtures or equipment.If elects to use the Storm Water FACILITY Forgivable Loan for construction of the and/or acquisition of , SHINE CITY equipmentthen will be required to and shall pay to the in a lump sum the entire amount of the land division assessment for storm water purposes FACILITY at the time land division occurs or when construction of the SHINECITY commences, whichever occurs first. Furthermore, shall grant the a security interest in such equipment until the City has received the Property Break-Even Amount as provided in Section IV. O.7 of the Agreement and all CITY guarantees of the Guaranteed Loans have been repaid in full and have terminated. 2.Part Two shall be a One Million Five Hundred Thousand and 00/100 Dollar CITY SHINE ($1,500,000) stand-alone forgivable direct loan from the to SHINE CITY to the over a period of ten (10) years commencing one (1) year CITYSHINE after the issues a final certificate of occupancy to for the FACILITY SHINE . This shall be a zero percent (0%) loan.may use proceeds FACILITY of this loan only for construction of the and/or acquisition of FACILITY Equipment.If any portion of the loan is usedfor construction of the , PROPERTY and FACILITYCITY described in Section IV. C., and will enter such agreements SHINE with as may be ÜÎßÚÌ ðê Ú»¾ îðïî Page 3 of 32 CITY necessary to subordinate the Lender(s). If any portion of the Property Site Development Forgivable Loan is FACILITY used to purchase machinery, fixtures or equipment to be used in the SHINECITY , shall grant the a first priority security interest in the Equipment, which security interest shall terminate when the City has received the Property Break-Even Amount as provided in Section IV. O.7 of the CITY Agreement and all guarantees of the Guaranteed Loans have expired. The parties will enter a security agreement providing that such Equipment must SHINE remain in the sole ownership ofor its permitted successors and assigns, FACILITY and shall remain in the for ten years or the useful life of the Equipment, whichever occurs first. If the Equipment has a useful life of less than CITY ten years, the security agreement will provide the with additional CITY collateral to serve as security until the has received the Property Break- CITY Even Amount under this Agreement and any guarantees of Guaranteed SHINE Loans have been repaid in full or terminated. For each year that creates CITY and maintains in the the minimum new full-time employment described th more fully below, one tenth (1/10) of the Property Site Development Forgivable CITY Loan shall be forgiven by the . See Exhibit D. SHINE 3.Part Three shall be the sale and conveyance in fee simple to of PROPERTY an approximately eighty four (84) aggregate acre parcel of the valued at One Million Five Hundred Thirty One Thousand Eight Hundred Twenty Four and 00/100 Dollars ($1,531,824), repayable over a ten (10) year SHINECITY term, at 0% interest, to be repaid by to the under the tax, tax increment, and/or tax equivalent payment methods more fully described below, CITY commencing one (1) year after the issues a final certificate of occupancy SHINEFACILITY to for the . CITY 4.Part Four shall consist of the extending water and sanitary sewer PROPERTY at a current cost estimated at One Million Two Hundred Sixty Thousand and 00/100 Dollars ($1,260,000). Since these Water and Wastewater Utilities will be able to service the entirety of T.I.F. District No. 35 to be comprised of 308 acres, the cost attributable to the aggregate eighty four (84) acres that ultimately will be SHINE occupied by is Three Hundred Forty Three Thousand Six Hundred ÜÎßÚÌ ðê Ú»¾ îðïî Page 4 of 32 Thirty Six and 00/100 Dollars ($343,636). This amount shall be repaid by SHINECITY to the under the tax, tax increment, and/or tax equivalent payment CITY methodology set forth below, commencing one (1) year after the issues a SHINEFACILITY final certificate of occupancy to for the . CITY 5.Part Five of this incentive shall be a guarantee of private sector loan(s) to SHINE SHINE solely for construction of FACILITYCITY the and/or acquisition of Equipment. The providing this guarantee is to provide a credit enhancement for construction of FACILITYFACILITY the and/or acquisition of equipment to be used in the . CITY The guarantee shall be for an aggregate amount of principal and interest that is less than or equal to Four Million and 00/100 Dollars ($4,000,000) and shall expire no later than ten (10) years after the date that the guarantee is SHINE provided to SHINE As makes principal payments on the Guaranteed Loans, the amount of CITY the based on the amount of principal payments made compared to the total amount borrowed. It shall be the SHINE SHINE responsibility ofto secure the Guaranteed Loan(s). If obtains one or more Guaranteed Loan(s) and the aggregate amount of principal, interest SHINE and any other payments owed by for Guaranteed Loans exceeds CITY $4,000,000, the Guaranteed Loans that exceeds $4,000,000, and the amounts of the guarantees provided to the lenders must be alloca the guarantees does not exceed $4,000,000. Additionally, any lender providing CITY Guaranteed Loans must agree to notify the in the event of a default by SHINECITY and provide at least 30 days for the to cure such default. If a lender making a Guaranteed Loan declares such loan to be in default, such default is not cured, the lender requires that the Guaranteed Loan be paid in full, CITY and the is required to satisfy its obligations on its guarantee, the lender SHINE will assign any collateral rights it has to the assets of under the CITY Guaranteed Loan to the up to the amount of thesatisfaction of SHINECITY such obligations. must also agree to reimburse for any amounts CITYSHINE advanced by to below). ÜÎßÚÌ ðê Ú»¾ îðïî Page 5 of 32 CITYSHINE E.The overall Development Incentive Package to , not including the Four Million and 00/100 Dollars ($4,000,000) private loan guarantees, is intended to be in the amount of Four Million Nine Hundred Seventy Four Thousand Two Hundred Eighty Six and 00/100 Dollars ($4,974,286) comprised of and to be used solely for the land acquisition purchase price ($1,531,824), public utility costs ($343,636), storm water assessments or other purposes related to the Facility ($578,000), site development and equipment acquisition costs ($1,500,000), plus all Debt Service, Project, and Project Plan-related costs, fees, expenses, and disbursements by CITYAGREEMENT the provided in this (approximately $1,020,826). These amounts and SHINECITY incentives shall each be repaid by to the in the manner, amounts, and time(s) set SHINE forth herein. The incentives and loans shall act as the consideration. shall use the FACILITYPROPERTY loans, incentives, , and solely for these industrial site development . purposes II. DESCRIPTION OF THE PROPERTY PROPERTY CITY The shall be located at 4021 US Highway 51 S. in the , currently in the Town of Rock, County of Rock, State of Wisconsin, in major part previously owned by one Arthur SHINE T. Donaldson, but at the time of annexation and subsequent conveyance to shall be owned CITY in fee simple by the which currently holds and has recently exercised a certain Option to PROPERTYCITY Purchase to acquire the from the owner. The plans to and shall annex the CITY Eighty Four (84) acre parcel of real property currently located in the Town of Rock into the PROPERTY and amend the boundaries of existing T.I.F. District No. 35 to include the within SHINE . See Exhibit A,which is incorporated PROPERTY herein by reference as if fully set forth verbatim. This parcel constitutes the . The CITY will use reasonable efforts to work with the State of Wisconsin Department of Transportation PROPERTY to obtain the rights to appropriate direct access from the to a main road prior to PROPERTYSHINE SHINE conveyance of the to (with any construction costs to be borne by ), and to provide that such access will run with the land. III. PURPOSE OF AGREEMENT PROPERTY A.The described shall be located within City of Janesville T.I.F. District ÜÎßÚÌ ðê Ú»¾ îðïî Page 6 of 32 SHINE No. 35, and is intended to be used by solely as part of an overall economic and industrial CITY development project in the for the construction of an approximately Thirty Five Thousand FACILITY square foot (35,000 sq. ft.) with taxable assessed value for all times pertinent during AGREEMENT the term of this in an amount of at least Twenty Five Million and 00/100 Dollars FACILITY. ($25,000,000) which shall be attributed to and flow from the (See also Section IV. O. 12. below). This project will provide, foster, and encourage economic development; industrial development; additional employment opportunity; enhance the health, welfare, good, and benefit of CITYCITY and to the ; and add significantly to the best interests of the , its residents, taxpayers, and other businesses. SHINE B.To these legitimate ends and public purposes, hereby enters into this AGREEMENT CITY with the in order to construct for itself an estimated Thirty Five Thousand FACILITY CITY square feet (35,000 sq. ft.) consistent with such overall and particular plans and AGREEMENT requirements set forth in this , and in such manner as shall produce revenues to the CITYCITY through repayment of certain loans, loan incentives, other incentives, Debt Service, and related Project and Project Plan costs, fees, expenses from the improvements, increased equalized value of real and personal property, real and personal property tax payments, increased tax increment payments, and/or tax equivalency payments sufficient and required under this AGREEMENTCITY to repay those certain T.I.F. expenditures and related costs, fees, and AGREEMENT expenses within T.I.F. District No. 35 addressed in this . Said arrangement is to SHINE'sAGREEMENT benefit, as the T.I.F. taxation mechanism, terms of this , and related SHINE business factors and promises set forth herein evince. Both parties acknowledge that and CITYFACILITY the have agreed that the must and shall fully and timely meet the design CITYAGREEMENT standards of the in effect at the time that this is executed, which are attached and incorporated by reference hereto as Exhibit B. AGREEMENT C.By approving and entering into this , the governing body of the CITYAGREEMENT finds that the and project are each in the best interest of and benefit to the CITY . AGREEMENT D.The further purpose of this is to facilitate the construction and FACILITY PROPERTY operation of the upon the in the manner, time, nature, and kind set forth AGREEMENT in this and which shall create, retain, and maintain not less than the additional full- CITYSHINEAGREEMENT time and part-time jobs in the as set forth and promised by in this CITYSHINE (and any permitted successors or assigns of ) during the entire Term (as defined AGREEMENT, below) of this and any renewals and/or extensions hereof. This purpose shall ÜÎßÚÌ ðê Ú»¾ îðïî Page 7 of 32 CITY more than adequately meet and greatly facilitate the intent and goals of the and its land use, industrial development, economic development, Project Plan (as amended), and development plans for T.I.F. District No. 35, and related public benefit and welfare purposes. SHINECITY E. acknowledges that the is only able to reimburse certain development PROPERTY costs and/or to make certain incentives upon and/or for the benefit of the through the T.I.F. District No. 35 Project Plan and expenditures, as amended, pursuant to applicable Wisconsin CITY laws and statutes that enable the to receive and utilize specially designated and directed future real and personal property tax revenues, tax increments, and/or tax equivalency payments PROPERTY from the owner of the as generated by the taxable assessed real and personal property PROPERTY FACILITY value of and upon theand thereon, which increase the overall equalized CITY value of T.I.F. District No. 35. Further, by law, the must use such increased incremental tax revenues generated by such development project(s) located within T.I.F. District No. 35 to repay its T.I.F. District development costs, incentives, borrowings, debt service, and related Project and representations, and promised performance in the manner set forth herein, neither party would enter AGREEMENT into this . Each party relied and relies upon such representations, promises, and agreements of theother party. IV. THE AGREEMENT CITYSHINE A.Part One: Storm Water Forgivable Loan. The shall loan to , and SHINECITY, shall repay to the the amount of Five Hundred Seventy Eight Thousand and 00/100 CITYSHINE Dollars ($578,000) which shall be a stand-alone forgivable direct loan from the to SHINECITY that shall be repayable by to the over a period of ten (10) years commencing one (1) CITYSHINEFACILITY year after the issues a final certificate of occupancy to for the and shall carry an interest rate of zero percent (0%) per annum, the terms of which are set forth in attached SHINECITY Exhibit C. For each year that creates and maintains in the the minimum new full- th time employment described more fully below and in Exhibit C, one tenth (1/10) of the Storm CITY Water Forgivable Loan shall be forgiven by the . This loan is part of the incentive SHINESHINE package to and shall be outside of and in addition to, but may be repaid by to the CITY as part of, the below described tax, tax increment, tax equivalency, and/or other payment(s) SHINECITY. SHINE, from to the At the option of this Storm Water Forgivable Loan may either ÜÎßÚÌ ðê Ú»¾ îðïî Page 8 of 32 be used to pay the land division assessment for storm water purposes, currently estimated at OR FACILITY. $578,000, it may be used for construction of the and/or acquisition of equipment SHINE FACILITY If elects to use the Storm Water Forgivable Loan for construction of the and/or , SHINE acquisition of equipmentthen will be required to pay the land division assessment for FACILITY storm water purposes at the time land division occurs or when construction of the SHINE CITY commences, whichever occurs first. shall also be required to grant the a security interest on any equipment purchased with the monies until such time as the land division assessment CITYSHINE is fully paid or forgiven by the . The release and distribution to of the SHINECITY $578,000 loan proceeds shall occur within thirty (30) days after provides to the reasonable evidence of: (a) the Morgridge Institute for Research (MIR) notice of phase IB award accelerator reliability testing at Phoenix Nuclear Labs, LLC. CITY B. Part Two: Property Site Development Forgivable Loan. The shall loan to SHINESHINE CITY , and shall repay to the, the amount of One Million Five Hundred Thousand CITYSHINE and 00/100 Dollars ($1,500,000) as a stand-alone forgivable direct loan from the to SHINECITY that also shall be repaid by to the over a period of ten (10) years with 0% interest CITYSHINE commencing one (1) year after the issues a final certificate of occupancy to for the FACILITY. See attached Exhibit D, which is incorporated herein. If any portion of the Property Site Development Forgivable Loan is used to purchase Equipment, then the Equipment shall be SHINECITY used as security for that Loan until the Loan is fully paid by or forgiven by , whichever occurs earlier. While the Equipment is used as security for the Loan, it shall remain in SHINE the sole ownership ofor its permitted successors and assigns, and shall remain in the FACILITY for ten years or the useful life of the Equipment, whichever occurs first. If the Equipment has a useful life of less than ten years, the parties shall agree on alternate security for the SHINE remaining payments due on the Loan. For each year that creates and maintains in the th CITY the minimum new full-time employment described more fully below, one tenth (1/10) of CITY the Property Site Development Forgivable Loan shall be forgiven by the . This loan is part SHINE of the incentive package to and shall be outside of and in addition to, but may be SHINECITY repaid by to the as part of, the below described combined tax, tax increment, tax SHINECITY. equivalency, and/or other payment(s) from to the C. Part Three: This incentive is the sale and conveyance in fee simple to SHINE of the approximately Eighty Four (84) acres of industrial land (currently used for certain agricultural purposes) valued at One Million Five Hundred Thirty One Thousand Eight Hundred ÜÎßÚÌ ðê Ú»¾ îðïî Page 9 of 32 SHINECITY Twenty Four and 00/100 Dollars ($1,531,824) to be repaid by to the over a ten (10) year period, at 0% interest, under the tax, tax increment, and/or tax equivalent payment methods more fully described below. The conveyance document will include deed covenants providing SHINEPROPERTYCITY notice that must reconvey the to the if it does not begin construction SHINE on or before the Required Start Date (as defined below) or should abandon its efforts to construct the Facility prior to the Required Start Date, such reconveyance to be free and clear of any CITY liens other than the mortgage granted to the described below. These rights and obligations of SHINESHINE under this Agreement will run with the land. further agrees that it will grant to CITYPROPERTYCITY a mortgage on the , which the agrees will be subordinate only to any FACILITY, CITY for the and will enter such agreements with the Construction Lender(s) as may CITY CITY be necessary to subordinate the The mortgage granted to the at closing SHINESHINE will secure all of obligations to pay or repay the Tax Equivalency Payment, the Storm Water Forgiveable Loan, the CITY Property Site Development Loan and any monies advanced on guarantees of Guaranteed Loans. CITY D. Part Four shall consist of the incentive arising from the extending Water and PROPERTY Wastewater Utilities to the at a cost estimated at Three Hundred Forty Three Thousand Six Hundred Thirty Six and 00/100 Dollars ($343,636). This amount shall be repaid by SHINECITY to the under the tax, tax increment, and/or tax equivalent payment methodology set CITY forth below commencing one (1) year after the issues a final certificate of occupancy to SHINEFACILITY for the . CITY E. Part Five: This incentive shall be a guarantee of Guaranteed Loan(s) to be SHINESOLELY FACILITY spent and used by for construction of the and/or acquisition of SHINE). CITY Equipment. It shall be the responsibility of to secure the Guaranteed Loan(sThe guarantee or guarantees of Guaranteed Loans shall be limited to the lesser of (i) an aggregate amount of principal, interest and any other amounts due the lender that is less than or equal to Four CITY Million and 00/100 Dollars ($4,000,000) (in no event shall the be liable to pay more than $4,000,000 on such guarantee(s)) or (ii) a percentage of the amount due to a lender on the Guaranteed Loan(s), the numerator being $4 million, the denominator being the amount loaned to SHINESHINE pursuant to such Guaranteed Loan(s). If obtains Guaranteed Loans from more CITY than one lender, the CITYCITY the in no event exceed $4,000,000. The ÜÎßÚÌ ðê Ú»¾ îðïî Page 10 of 32 years after the closing of the Guaranteed Loan or December 31, 2024, whichever occurs earlier. The CITY lender of Guaranteed Loans must also agree with to (i) obtain a first priority collateral interest in the Facility or Equipment acquired with the proceeds of the Guaranteed Loans CITY requiring the to satisfy its obligations on the guarantee, or to assign all of its rights to that portion of the Collateral equaling the amount of the outstanding guarantee obligations at the time of CITYCITY the default to the upon the antee. SHINECITY hereby agrees to repay any amounts advanced on the guarantees of Guaranteed SHINE Loans. shall require that the lender(s) of each of these Guaranteed Loans shall, in the event SHINE CITY of default by on the loan(s): (a) provide the with written notice of default at the same SHINESHINE time as it provides such notice to ; and (b) provide with an opportunity to cure such default of not less than thirty (30) days, to the extent such default is curable. Such notice and cure SHINE provisions shall be in addition to all other default remedy options available to under the Guaranteed Loans. SHINE,CITY F. In conjunction with providing the above incentives to the will incur various borrowing costs, interest costs, interfund borrowing costs, debt service, and related SHINECITY Eight Hundred Twenty Six and 00/100 Dollars ($1,020,826) to be repaid by to the over a ten (10) year period, at 0% interest, under the tax, tax increment, and/or tax equivalent payment methods more fully described below. SHINE, G. The Property Site Development Forgivable Loan distributions to and the $4,000,000 aggregate principal and interest private loan guarantees are each further SHINE contingent and conditioned upon CITY issued a construction permit, (3) providing FACILITY with a plan for off-site storage of all - Section 11 the Atomic Energy Act, as revised, and as further defined by regulations issued by the FACILITYSHINE NRC) at a place so that on-site storage of such byproduct material by never exceeds the shorter of five (5) years OR such lesser time as is consistent with (a) reasonable cost of SHINE removal and (b) regulatory requirements, and has agreed to follow such plan; and (4) Issuance of a building permit by the City of Janesville, Department of Community and Economic FACILITY Development. The byproduct material. produced at and/or by the and/or upon the PROPERTYSHINE shall be permanently removed and stored off-site under the plan. This plan ÜÎßÚÌ ðê Ú»¾ îðïî Page 11 of 32 will be independently reviewed and approved as to feasibility, reasonableness, and removal from site by a qualified consultant mutually agreed to by the parties, with costs of such consultant shared equally by the parties . CITY H. Within thirty days after satisfaction of the Benchmarks, the will disburse the Property Site Development Forgivable Loan and provide the guarantee(s) of Guaranteed Loan(s). I. Depending upon the currently projected Federal environmental review timeline, SHINE these Benchmarks set forth in Subsection G above are expected to be achieved by between July 2012 and October 2014. CITY J. The Common Council of the , on December 22, 2011, in open session during a C Special Meeting, lawfully authorized the exercise of the Option to Purchase the PROPERTYCITY from the current owner. The , therefore, may now close upon its purchase of PROPERTYSHINECITYSHINE, the . At such time as may determine, the shall convey to in PROPERTY fee simple, the approximately Eighty Four (84) acre valued at approximately Eighteen Thousand Two Hundred Thirty Six and 00/100 Dollars ($18,236) per acre (land purchase price calculated as Eighteen Thousand and 00/100 Dollars ($18,000) per acre plus agricultural transfer fee in the amount of Two Hundred Thirty Six and 00/100 Dollars ($236) per acre, adjusted SHINE for 2010 (latest rate) for One Dollar ($1.00) plus the other good and valuable consideration, SHINECITY tax increment and tax increment equivalent payments to the as promised in this AGREEMENT , no warranties and subject to all of the Design Standards, Deed Covenants and AGREEMENT Restrictions, and other encumbrances and restrictions set forth in this and any attachments hereto; customary restrictions for utilities serving the property; recorded easements; land use and zoning laws and ordinances; and other matters of record. K. The closing upon the purchase of the site is expected to occur in February SHINE, SHINE 2012 and will be sold and conveyed to on the condition that must commence FACILITY substantial and meaningful construction of the towards full completion within either PROPERTYSHINE (i) five (5) years of the closing of the conveyance of the to , if SHINE is not actively pursuing obtaining all regulatory approvals necessary to construct the FACILITY at the conclusion of such five-year period, or (ii) up to seven (7) years after the closing CITYPROPERTYSHINESHINE of the to , as long as continues to actively FACILITY pursue obtaining all regulatory approvals necessary to construct the CITY reasonably determines that substantial construction by the Required CITYAGREEMENT Start Date, the may terminate the as set forth in V.E.2., and fee simple title PROPERTYCITY to the shall be returned to the . ÜÎßÚÌ ðê Ú»¾ îðïî Page 12 of 32 CITY L. Total out-of-pocket purchase and development cost incentives equals Four Million Nine Hundred Seventy Four Thousand Two Hundred Eighty Six and 00/100 Dollars CITY M. Costs associated with the guarantee of up to $4,000,000 of Guaranteed Loans SHINE are estimated at Fifteen Thousand and 00/100 Dollars ($15,000) for legal services. shall promptly provide such proof of compliance with any use requirements related to the Guaranteed Loan(s) guarantee(s), Storm Water Forgivable Loan, and Property Site Development Forgivable CITY Loan as the and/or City Administration may, from time to time, reasonably request and/or require. CITY N. The will complete the following by February 28, 2012: PROPERTY 1.Purchase of the from the current owner. CITY 2.Annexation of the 84 acres into the . 3.Amendment of the boundaries of existing T.I.F. District No. 35 to include the entire 84 acre parcel. CITY SHINE The agrees to provide reasonable pre-conveyance site access tofor the purposes of CITY additional survey work or environmental investigations as may be required, after the acquires PROPERTY the . SHINE O. hereby agrees that it shall: 1.Prior to the start of any construction, foundation work, or installation of any PROPERTY structure or other improvement upon the , seek and obtain approval fromthe City Site Plan Review Coordinator of the Site Plan and exterior appearance of every structure, improvement, and implementation proposed by SHINE PROPERTY. upon and/or for the FACILITY 2.Begin construction of the on or before the Required Start Date and use its best efforts to fully complete or cause to be fully completed construction FACILITYPROPERTY, of the upon the and obtain or cause to be obtained a FACILITY PROPERTY Final Certificate of Occupancy for the upon the from the City of Janesville Building Services Division within the Community Development Department reasonably promptly after beginning construction AGREEMENT 3.Create and maintain during all times pertinent to this the below ÜÎßÚÌ ðê Ú»¾ îðïî Page 13 of 32 specified and described full time equivalent positions (2,080 hours) employed at FACILITYPROPERTY the located upon the and/or other location(s) within CITY, . the as describedfurther in Exhibits C and DFor the purposes of this sub- SHINE section, the employment level shall be as reported by to the Wisconsin Department of Workforce Development for unemployment compensation st purposes on December 31. FACILITY a.Within one (1) year from the construction completion date, the equivalent of fifty (50) full time positions. FACILITY b.Within two (2) years from the construction completion date, the equivalent of one hundred (100) full time positions. FACILITY c.Within five (5) years from the construction completion date, the equivalent of one hundred twenty-five (125) full time positions. FACILITY 4.Construct any and all buildings, structures, , and other PROPERTY improvement(s) of whatsoever kind or nature upon the fully and SHINE,CITY solely at the expense of at no cost or expense whatsoever to the AGREEMENT except as set forth in this , and in compliance and in conformity with: CITY a. relevant approvals and permits granted and/or issued by the under the zoning, building, and architectural review ordinances pertaining thereto; and CITY b. each and every applicable , Federal, state, county and other ordinance, directive, statute, code, regulation and law in effect at the time applicable under law. SHINE's 5. Arrange, solely at cost, for the installation, connection, and lateral extension of water, sewer, storm drainage, natural gas, and underground FACILITY, electrical utilities from thestreet right-of-way to theof any costs that would exceed the Property Site Development Forgivable Loan incentive of One Million Five Hundred Thousand and 00/100 Dollars ($1,500,000), as described above. FACILITY PROPERTY, 6. Fully complete construction of the upon the which shall increase and maintain a real and personal property equalized assessed PROPERTY valuation of the of at least Twenty Five Million and 00/100 Dollars ($25,000,000). ÜÎßÚÌ ðê Ú»¾ îðïî Page 14 of 32 CITY a. The intends to incur direct and indirect T.I.F. District No. 35 costs CITY and related expenditures plus interest thereon which the expects to be repaid from tax payments, tax increment payments, tax equivalency SHINE payments, and/or other payments by from construction FACILITY and operation of the located within T.I.F. District No. 35. AGREEMENT b. For purposes of this , the parties agree that the share of PROPERTY such costs and related expenditures applicable to the shall CITY include incentive package Parts One, Two, Three, and Four, CITY described above.Total incentive package is valued at: Four Million Nine Hundred Seventy Four Thousand Two Hundred Eighty Six and 00/100 Dollars ($4,974,286). CITY 7. Guarantee that the - Four Million Nine Hundred Seventy Four Thousand Two Hundred Eighty Six and 00/100 Dollars ($4,974,286). Beginning with the tax year following full completion of the construction and issuance of the final occupancy CITYeach year certificate therefore by the and for thereafter until the SHINE Property Break-Even Amount is satisfied in full, , its successors and CITY assigns shall annually pay to the the higher of: a.the actual real and personal property taxes and/or tax increments but both SHINEPROPERTY FACILITY solely under the TIF paid by for the and net of any State of Wisconsin property tax credits that are actually realized, CITY obtained, paid to, and kept by the , if such amount equals or exceeds $583,282; or b.the total of: (1) that portion of real and personal property taxes levied upon PROPERTY FACILITY SHINE, the andand paid by net of any State of Wisconsin property tax credits, that are actually realized, obtained, paid to CITYandSHINE and kept by the , (2) an additional payment from to the CITY CITY receives a total of not less than Five Hundred Eighty Three Thousand SHINE Two Hundred Eighty Two and 00/100 ($583,282) annually from an assessed value of Twenty Five Million Dollars ($25,000,000) for the PROPERTYFACILITY, and to be created and maintained during the life ÜÎßÚÌ ðê Ú»¾ îðïî Page 15 of 32 AGREEMENT of this , multiplied by the average equalized tax mill rate for the previous ten (10) years of January 1, 2002, through and including January NOTWITHSTANDING 1, 2012. any actual equalized or other mill rate, tax SHINE levy, or equalized or other assessed value(s) in the future, (and its authorized successors and assigns) agrees that it shall pay the Tax CITY Equivalency Payment to the each year that the amount received by the CITY under section IV.O.7.(a) does not equal or exceed $583,282, until the CITY recoups the Property Break-Even Amount. SHINE 8. If is required to make a Tax Equivalency Payment in addition to the real CITY and personal property taxes and/or tax increments received by the for the PROPERTY, said additional Tax Equivalency Payment shall be due and CITYSHINE ( payable directly to the , and and its permitted successors and CITY assigns) agrees to and shall make such payment(s) directly to the , at the same time each year that the real and personal property taxes for the PROPERTY become due and payable without penalty. Time is of the essence in this regard as it is for all other payments, repayments, and performance by SHINE. SHINE's 9. The purpose for such tax, tax increment, and/or Tax Equivalency Payments, and the primary purpose, intent, and goal of Section IV.O. 7 and 8., is CITY to guarantee that the fully recovers all of its incentives, incentive payments, related loans, and Project and Project Plan, as amended, costs, fees, expenses, Debt Service, and other payments, and its proportionate share of T.I.F. SHINE District No. 35 expenditures from within the recovery time period AGREEMENT, provided by this but never to exceed the time permitted by law, PROPERTY, regardless of the actual market or assessed value of the the real and personal property tax mill rate, or the tax or tax increment payments for any FACILITYPROPERTY or all years after the construction of the upon the by SHINESHINE's . The further intent and goal hereof is and each of its CITY additional Tax Equivalency Payments and other payments to the in the SHINE event that , for whatsoever reason(s) without limitation, fails to provide PROPERTY improvements to the that result in an assessed value for the PROPERTY of $25,000,000 or more, which improvements in and of themselves ÜÎßÚÌ ðê Ú»¾ îðïî Page 16 of 32 jointly or severally would be expected to generate sufficient actual and/or SHINE's assessed value so as to enable fulfillment of the stand-alone and CITY separate minimum agreed payments to the required by Sections IV.O. 7 SHINEAGREEMENT. and 8. and other related promises set forth in the AGREEMENT 10. Notwithstanding anything set forth in this to the contrary, AGREEMENT the express intent of the parties to this is that tax, tax increment, and Tax Equivalency Payment and other repayments promised by SHINE herein for the Property Site Development Forgivable Loan and the Storm CITYSHINE Water Forgivable Loan from the to stand alone, are not interdependent, and are not conditioned upon the real and personal property PROPERTYFACILITY assessed value for the and being at least $25,000,000. PROPERTYFACILITY a. Assessment of the value of the , , and EQUIPMENT, for tax purposes as manufacturing real and personal property, under current Wisconsin law and practice, is performed by the State of Wisconsin Department of Revenue (WDOR) and, therefore, outside the SHINECITY. management or control of both and the ing manufacturing AGREEMENT property, in the event that for any year during the term of this PROPERTY the combined real and personal property tax assessments for the , FACILITY , and Equipment is less than the $25,000,000 aggregate value, SHINE has agreed to annually make a combined tax, tax increment, Tax Equivalency Payments and other payments in an amount of not less than CITY, $583,282 to the as set forth in Section IV. O. 7. c. In essence, therefore, the parties acknowledge and intend that the tax, tax CITY increment, and Tax Equivalency Payments to the under Section IV.O.7. CITYSHINE constitute a separate and distinct promise to the by . 11. In addition to the tax, tax increment and tax equivalency payments, on an annual basis, SHINEshall pay annual debt service payments for the following loans: a.Storm Water Forgivable Loan = Five Hundred Seventy Eight Thousand and 00/100 Dollars ($578,000), for a ten (10) year term at 0 % interest = Fifty Seven Thousand Eight Hundred and 00/100 Dollars ($57,800) per year until th SHINECITY paid in full by to the or is otherwise forgiven in 1/10 ÜÎßÚÌ ðê Ú»¾ îðïî Page 17 of 32 increments as discussed more fully above and in Exhibit C. Unless forgiven, each $57,800 annual installment payment for this purpose is due and payable SHINECITY by to the annually. b.Property Site Development Forgivable Loan of One Million Five Hundred Thousand and 00/100 Dollars ($1,500,000) for a ten (10) year term at 0 % interest = One Hundred Fifty Thousand and 00/100 Dollars ($150,000) per SHINECITY year until paid in full by to the or is otherwise forgiven in th 1/10 increments as discussed more fully above and in Exhibit D. Unless forgiven, each $150,000 annual installment payment for this purpose is due SHINECITY and payable by to the annually. PROPERTYFACILITY P. For this , and project, and for all future real estate and project expansions that either stand alone or are part of an existing project or facility, and/or the CITYSHINE expansion of an existing facility within the , agrees to and shall fully, timely, and CITY successfully satisfy and meet all Industrial Park Deed Restrictions, a copy of which is AGREEMENT included in this as Exhibit B. This includes, but is not limited to, fully, timely, and successfully satisfying the non-metallic materials on the exterior side of the building facing a street or Interstate Highway requirements as set forth in the Industrial Park Deed Restrictions. AGREEMENTSHINE Q. During the Term of this , may not sell or conveyed any part, PROPERTY portion or whole of the to any person, firm, corporation, partnership, association, joint or other venture, or other entity of whatsoever kind or nature ("Person"), who/which would not be legally or otherwise required to pay tax, tax increment or tax equivalency payments agreed to be SHINECITY paid pursuant to Section IV.O.7.; except that if (i) pays the the Property Break Even Amount less the aggregate actual property tax and Tax Equivalency Payments previously paid by SHINECITYPROPERTY to the for the in T.I.F. No. 35., and less all unearned interest or CITY unexpended financing charges included in the Property Break-Even Amount for the PROPERTYSHINE CITY as of the date of such payment by to the , (ii) reimburses the City for any payments made by the City pursuant to any City guarantee of Guaranteed Loan(s); and (iii) SHINE obtains a release of all future obligations under the City guarantee(s) of Guaranteed Loans, PROPERTY may sell and convey the without the prior approval. Any other sale or PROPERTYSHINE conveyance of the is permitted only if complies with the assignment SHINE provisions set forth in Section V.I below. Notwithstanding the foregoing provisions, shall PROPERTY have the right to mortgage the with a first priority lien to the lender(s) of its choice, to secure one or more construction loans for the project provided for herein as well as any subsequent ÜÎßÚÌ ðê Ú»¾ îðïî Page 18 of 32 refinancing thereof. SHINE'sAGREEMENT R. obligation to perform under this is subject to and SHINE contingent upon obtaining, prior to initiating construction: 1. All required approvals, including signage and exterior appearance, by all governmental agencies necessary for the design and construction of the FACILITYSHINEPROPERTY by on the on terms and conditions satisfactory SHINE. to 2. Commitments for construction financing and permanent project financing for the FACILITYSHINE PROPERTY to be constructed by on the on terms and SHINE. conditions satisfactory to PROPERTYCITY 3. Ownership of the in fee simple from the with access requirements and acceptable easements and restrictions, including rights to obtain access to a major road or highway. 4. Determining, in s sole discretion, that the project is still a viable business. SHINECITY S. shall provide to the such written notice of the termination of this AGREEMENT or waiver(s) and/or proofs of satisfaction of the above contingencies acceptable to the CITYFACILITYPROPERTY. one week prior to the issuance of a building permit for the on the Such proofs of satisfaction may be redacted to delete sensitive information. CITY'sAGREEMENT T. The obligation to perform under this is further contingent upon each and every of the following: CITY's 1.Thetimelyreceipt of any and all waivers and satisfactions of contingencies SHINEAGREEMENT SHINE required of under this (including but limited to contingencies under Section IV. R. above); and CITY 2.Approval by the Common Council of the of an amendment to the boundary of PROPERTY. existing T.I.F. District No. 35 to include the Such amendment to the boundary of T.I.F District No. 35 is expected to occur by the end of February, 2012. SHINEAGREEMENTCITY U. shall have the right from the date of this to pay to the (i) the sum of Four Million Nine Hundred Seventy Four Thousand Two Hundred Eighty Six and 00/100 Dollars ($4,974,286) less the aggregate actual property tax and tax equivalent payments previously paid SHINECITYPROPERTY by to the for the in T.I.F. No. 35., and less all unearned interest or CITY unexpended financing charges included in the Property Break-Even Amount for the PROPERTYSHINE CITY; as of the date of such payment by to the plus (ii) any sums paid by the ÜÎßÚÌ ðê Ú»¾ îðïî Page 19 of 32 SHINE City pursuant to guarantees of Guaranteed Loans. In the event that exercises this alternative CITY, and pays such sums to the and obtains a release of any City guarantees of Guaranteed Loans, SHINE then and only then shall no longer be required to make Tax Equivalency Payments as set forth AGREEMENT in Section IV.O. 7. of this . This payment, however, would not waive or modify any SHINECITY annual or other loan and/or debt service payments by to the that remain outstanding for the Property Site Development Forgivable Loan or Storm Water Forgivable Loan. Further, upon the making of such alternative payment, the covenants and restrictions as contained in Section IV. Q. shall be deemed null and void and of no further force or effect. V. OTHER PROVISIONS AGREEMENT A. Time is of the essence as to the performance of this and each obligation herein. In the event that either Party is delayed for any reason in performing any of its AGREEMENT promises as set forth in this , all dates shall be extended for a reasonable period not to exceed thirty (30) days. CITY B. The warrants and represents that the Common Council for the City of Janesville has lawfully authorized this transaction and has otherwise authorized the City Manager and/or the City Administration to take such steps, enter into negotiations, and draft, prepare, execute, file and/or record this and related agreements, documents, forms and other papers as the City Manager may, from time to time, determine necessary and/or desirable to consummate and/or AGREEMENT effectuate the transaction(s) set forth in, and intent and purposes of, this . SHINECITYSHINE C. acknowledges that has informed of Wisconsin Statutes ss. 66.1105(6c), which requires any for-profit entity that operates within a T.I.F. district for which the CITY has incurred T.I.F. district costs, to notify the Department of Workforce Development and the local private industry council of any position to be filled for a period of one year from the payment of such project costs. CITY D. 1. The shall provide to SHINE at or before closing certified photocopies of all necessary Common Council resolution(s) and/or minutes evincing said authorizations in a form suitable for filing with the Rock County Register of Deeds. obtainAGREEMENT 2. The word "" as it appears throughout this as it pertains to required performances by SHINE means that SHINE shall: a. Seek to acquire such approval or permission as is required in this ÜÎßÚÌ ðê Ú»¾ îðïî Page 20 of 32 AGREEMENT and that granting such authority or permission is CITY discretionary and not mandatory on the part of the or any of its boards, commissions, bodies, or officials; b. Receive such discretionary authority or permission as necessary prior to any CITY further obligation on the part of the . E. 1. The term of this Agreement commences as of the date set forth below and SHINE continues until the last repayment by or its permitted successors or CITY assigns has been made for any loan, guarantee or incentive from the with the terms of this Agreement, or amended in writing signed by both Parties. FACILITYAGREEMENT 2. Prior to the start of construction of the , this may CITY be terminated by the if one or more of the contingencies set forth in IV.K. AGREEMENT or IV. U. have not occurred or been met. This may be SHINEFACILITY terminated by prior to the start of construction of the if one or more of the contingencies or factors set forth in IV. R. have not occurred or been met. The party exercising such right of early termination shall provide prompt written notice to the other party. Upon early termination pursuant to this subsection E.2., neither party shall have any further rights against the other SHINECITY hereunder, except for prompt conveyance in fee simple by to the PROPERTYSHINE of the from and repayment within thirty (30) days of CITY outstanding amounts owed on any funds loaned or granted by the under AGREEMENT the terms of this . Each party shall bear all other costs or expenses incurred by it as a result of entering into or terminating this AGREEMENT . AGREEMENT 3. Either party may terminate this immediately if the other party: (a) commits a curable material breach or default of an obligation under this AGREEMENT that is not remedied within thirty days after the nonbreaching party provides written notice thereof; (b) commits a noncurable material breach AGREEMENT or default of an obligation under this ; or (c) files for bankruptcy, becomes insolvent, or becomes an involuntary participant in a bankruptcy proceeding, if such involuntary proceedings are not dismissed within 60 days after commencement. SHINE 4. Notwithstanding the foregoing, the parties agree that, should fail to ÜÎßÚÌ ðê Ú»¾ îðïî Page 21 of 32 maintain the minimum employment levels specified in Section IV.O.3 and Exhibits C and D in any given year, the s sole remedy for such failure shall be the right to withhold forgiveness of payments due under the Property Site Development Forgivable Loan and/or the Storm Water Forgivable Loan for that year in which the minimum employment levels were not maintained by SHINE . SHINE 5. The parties further agree that failure of at any time pertinent to this AGREEMENTFACILITY to construct a that realizes a taxable assessed value of any amount less than Twenty-Five Million and 00/100 Dollars ($25,000,000) AGREEMENT shall not be considered a breach of this . Notwithstanding the SHINE foregoing, failure by to pay the Tax Equivalency Payment to the City AGREEMENT required by Section IV.O.7 shall constitute a breach of the . F. Neither party makes any warranty or representation except as expressly set forth herein. SHINE G. The parties agree to execute and deliver such other documents as counsel for AGREEMENT may reasonably request to consummate the transaction contemplated herein. This and all exhibits attached hereto (which the parties agree shall also act as the promissory note) constitutes the entire agreement between the parties and no modification shall be binding unless amended and agreed to in writing and signed by the affected parties. In the event of a conflict AGREEMENT between the language contained in this and the language contained in any other AGREEMENT document, this shall control. SHINE H. , by signing below, acknowledges having read, fully understanding, and AGREEMENT having personally received a copy of this . AGREEMENTSHINE I. This cannot be assigned by , its permitted successors and assigns to any person or entity that would be exempt from property taxes under section 70.11 of the Wisconsin Statutes (2009-- which would otherwise have no legal obligation to pay real or personal property taxes or the Tax SHINE Equivalency Payment. This Agreement may not be assigned by to other persons or entities CITY without the prior written consent of the which consent shall not be unreasonably withheld, SHINE except that may assign the Agreement to a third collateral assignment or pursuant to a bona fide plan of merger or a sale of substantially all of the SHINESHINE assets of , and (ii) the Assignee assumes all of the obligations of under this ÜÎßÚÌ ðê Ú»¾ îðïî Page 22 of 32 SHINE Agreement and has net assets equal to at least twice the Guaranteed Total Payment. agrees that it, its permitted successors and assigns will not merge with a Tax-Exempt Entity during the term of this Agreement. AGREEMENT J. This is binding upon the parties hereto and each and every of their respective successors and assigns. AGREEMENTCITY K. This creates no duty, obligation or responsibility in the or any member of the City Class and extends no rights, privileges, causes of action or claims in any AGREEMENT third persons not a part to this . AGREEMENT L. This shall be interpreted and construed in accordance with the laws of Wisconsin in which the Premises are located. M. No modification, amendment, waiver, or release of any provisions of this AGREEMENT or of any right, obligation, claim or cause of action arising hereunder shall be valid or binding for any purpose unless in writing and duly executed by both parties. N. No part, portion, provision, promise, paragraph, obligation, term, or section of this Agreement shall be deemed waived by reason of one party failing to enforce such breach at any time or from time to time. Any such waiver must be in writing. AGREEMENT O. Any notice which is required in connection with this shall be mailed, certified mail with return receipt requested, or delivered by nationally recognized overnight CITY carrier, or hand delivered, if to the : Eric Levitt, City Manager Municipal Building 18 North Jackson Street Janesville, WI 53545 If to SHINE: Dr. Gregory Piefer Shine Medical Technologies, Inc. 2555 Industrial Drive Monona, WI 53713 Person or place of notice may be changed from time to time by any party notifying the other in writing duly served of the change. ÜÎßÚÌ ðê Ú»¾ îðïî Page 23 of 32 This offer and AGREEMENT are hereby accepted. The warranties and representations made herein survive the closing of this transaction. The undersigned hereby agrees to the terms, contingencies, conditions and obligations set forth above, and acknowledges receipt of a copy of this AGREEMENT. Offered, agreed to, and entered into this _________ day of _________, 2012. SHINE MEDICAL TECHNOLOGIES By: Dr. Gregory Piefer, CEO State of Wisconsin ) ) ss ________ County) Subscribed to before me personally by ______________________ to me known to be the person who signed above this ____ day of ____________ , 2012 _____________________________________________________ Notary Public _______________ County,__________ _____________________ My commission: __________________ _____________________. ÜÎßÚÌ ðê Ú»¾ îðïî Page 24 of 32 This offer and AGREEMENT are hereby accepted. The warranties and representations made herein survive the closing of this transaction. The undersigned hereby agree to the terms, contingencies, conditions, and obligations set forth, supra, and acknowledge receipt of a copy of this AGREEMENT. This _______day of __________________, 2012. CITY OF JANESVILLE By: _________________________________ Eric J. Levitt City Manager By: _________________________________ Jean A. Wulf City Clerk-Treasurer State of Wisconsin ) ) ss Rock County ) Subscribed to before me personally by Eric J. Levitt, City Manager, and Jean Ann Wulf, City Clerk-Treasurer, to me known to be the same who signed above this ______ day of __________________, 2012. ____________________________________________ Notary Public Rock County, Wisconsin My commission ______________________ ÜÎßÚÌ ðê Ú»¾ îðïî Page 25 of 32 EXHIBIT A Map of the PROPERTY ÜÎßÚÌ ðê Ú»¾ îðïî Page 26 of 32 Exhibit B DESIGN STANDARDS/ DEED RESTRICTIONS CITY OF JANESVILLE INDUSTRIAL PARKS KNOW ALL PERSONS BY THESE PRESENTS: Whereas the City of Janesville, a Wisconsin Municipal Corporation, is the Owner of record title to a certain lot in the County of Rock, State of Wisconsin described in this Agreement and incorporated herein as if fully set forth, WHEREAS, the City of Janesville has undertaken to purchase a certain tract of land and cause the same to be improved as an industrial park for the benefit of all subsequent Owners of lots in said subdivision, and WHEREAS, the above-described parcel lies within that tract of land which the City of Janesville intends to improve as an industrial park; NOW, THEREFORE, in consideration of the aforesaid, the undersigned, the City of Janesville, as Owner of the previously-described land, does hereby declare that said parcel shall be subject to, and the same parcel shall be conveyed to, the specific conditions and restrictions contained herein: 1. Landscaping Plan Each Owner shall submit a landscaping plan to the City of Janesville Site Plan Review Coordinator. Before any landscaping is implemented and before any building upon or use of the previously-described land is made, said landscaping plan must be approved by the Site Plan Review Coordinator. However, if the Owner does not agree with the decision of the Site Plan Review Coordinator, the Owner shall have the right to appeal the decision to the Plan Commission of the City of Janesville. The Site Plan Review Coordinator and Plan Commission shall review said plan with the consideration that the proposed landscaping should: (a) Assist in controlling noise; (b) Provide adequate visibility for traffic; (c) Provide proper shielding of parking lots or storage yards; and (d) Be designed to make the area visually compatible with the surrounding neighborhoods and to esthetically minimize any adverse impact of the industry upon the neighboring community. ÜÎßÚÌ ðê Ú»¾ îðïî Page 27 of 32 2. Architectural Review Before any Owner is allowed to build upon the previously-described land, the architectural plans for any and all such buildings must be reviewed and approved by the Site Plan Review Coordinator. However, if the Owner does not agree with the decision of the Site Plan Review Coordinator, the Owner shall have the right to appeal the decision to the Plan Commission of the City of Janesville, whose decision shall be final. In reviewing such architectural plans, the Site Plan Review Coordinator and the Plan Commission shall follow the same design standards set forth in Paragraph 1 (d) and the following facade material standards. The Site Plan Review Coordinator may modify the following standards to recognize the creative and effective use of other design elements including but not limited to the use of line and form, materials texture, color, roof pitch, detailing on the windows and other features, and building placement on the site. The exterior building facade fronting any street or Interstate Highway right-of-way shall consist of, at a minimum, fifty (50%) percent non-metallic materials which could include but not be limited to brick, stone, stone aggregates, wood, and glass. Of the required fifty percent (50%) non-metallic materials, one-fifth (1/5th) may be satisfied with natural screening materials including berming and living plant materials. Any side yard facades which do not front on a public street shall consist of, at a minimum, twenty (20%) percent non-metallic materials. The twenty percent (20%) non-metallic materials requirement may be satisfied with natural screening materials including berming and living plant materials. Any side yard facades which front on a public street shall consist of, at a minimum, twenty five percent (25%) non-metallic materials. The twenty five percent (25%) non-metallic materials requirement may be satisfied with natural screening materials including berming and living plant materials. Expandable end walls designed to allow for future building expansion shall be exempted from this requirement, until the permanent end-wall is constructed. If a building is to be constructed in phases, the front facade of each building phase shall comply with this standard. For multi-story buildings, the facade area will be determined by the following formula: Facade Area =Number of floors X Height per floor X Length Note: Height per floor shall be calculated at a maximum of 12' For the purposes of this section, the area of natural screening materials shall be calculated based on the profile area of the berm or living plant materials at the time of planting. Berming shall not constitute more than one half of the natural screening unless approved by the Site Plan Review Coordinator. ÜÎßÚÌ ðê Ú»¾ îðïî Page 28 of 32 3. Front Setback The required front setback area of the previously-described parcel shall not be used for the parking of any automobiles, trucks, equipment, or for the storage of any materials whatsoever. The required front setback area shall be devoted to planting and other landscaping, with the sole exception of driveways and sidewalks that are necessary for ingress and egress. If any Owner does not landscape, beautify, and maintain the front setback area, the installation and maintenance of such landscaping may be undertaken by the City, and any and all reasonable costs thereof shall be charged against the real estate, shall be a lien upon the real estate, and shall be assessed and collected as a special tax. 4. Outside Storage Outside storage is prohibited in the front yard setback areas of the previously-described land. All outside storage areas must be screened from view from any public street. The type, density, height, and width of screening to be used must first be approved by the Site Plan Review Coordinator, unless appealed by the Owner to the Plan Commission. The decision of the Plan Commission is final. If any Owner fails to so screen any outside storage on the parcel, the planting, installation, and maintenance of such screening may be undertaken by the City, and any and all reasonable costs thereof shall be charged against the real estate, shall be a lien upon the real estate, and shall be assessed and collected as a special tax. 5. Parking Parking is prohibited on all public streets within the industrial park area. Each Owner is required to provide off-street parking for employees, clients, and visitors in accordance with the zoning regulations. The surface(s) of all parking areas, driveways, and sidewalks for ingress and egress shall be constructed with concrete or asphalt. All parking and storage areas must be graded and drained to collect storm water on the site, and to convey the storm water to a municipal storm sewer, if available. Parking of any automobiles, trucks, or equipment is prohibited in any required setback area which adjoins a public street. Parking is encouraged in the rear yard, but may be permitted in the front or side yard area, if it is screened from view from any public street. When the lot adjoins a secondary public street(s), the Site Plan Review Coordinator may allow parking within the required setback area of that secondary street(s), however, in no case shall the parking be allowed to encroach more than 50% into the required setback area. The type, density, height, and width of screening to be used must first be approved by the Site Plan Review Coordinator. The Owner may appeal the decision of the Site Plan Review Coordinator to the Plan Commission whose decision shall be final. If any Owner fails to so screen such parking, the planting, installation, and maintenance of such screening may be undertaken by the City, and any and all costs thereof shall be charged against the real estate, shall be a lien upon the real estate, and shall be assessed and collected as a special tax. ÜÎßÚÌ ðê Ú»¾ îðïî Page 29 of 32 6. Signs Any and all signs to be placed on the building or premises of the previously-described land are prohibited unless such sign(s) has been reviewed and approved by the Site Plan Review Coordinator and comply with the City's Sign Ordinance. In no case shall an off-premises sign be permitted. However, if any Owner does not agree with the decision of the Site Plan Review Coordinator, the Owner shall have the right to appeal the decision to the Zoning Board of Appeals. The determination of the Zoning Board of Appeals shall be final. The decision on signs shall be based on the design, location, size, and appropriateness to the area of the proposed sign(s). 7. Underground Utility Services All electrical, telephone, and similar utility service(s) to and across the previously-described land shall be placed underground. If any Owner fails to so place the utility service(s), the placement of said service(s) underground may be undertaken by the City, and any and all reasonable costs thereof shall be charged against the real estate, shall be a lien upon the real estate, and shall be assessed and collected as a special tax. 8. Sale or Subdivision of Property The Owner of this property shall not subdivide this property for the purpose of selling, conveying, or leasing any part thereof, without following all of the regulations and procedures of the City of Janesville Subdivision Ordinance. In no case shall the subdivision of this property result in an unimproved vacant lot that is less than three (3.0) acres in size. 9. Number of Buildings Per Lot The Owner of the Property or any subsequent lots comprising the Property, shall not construct more than one principal building per lot, unless the Property is developed in accordance with the Planned Unit Development regulations of the City of Janesville Zoning Ordinance. AIRPORT OVERLAY DISTRICT A.As an aside to the typical TIF Design Standards/Restrictions, it is also important to note that SHINE Facility will be located within the Airport Overlay Zoning District for the Southern WI Regional Airport. This means that the proposed development must be issued a separate Zoning/Building Site Permit under as required under the Ordinance. Various design-related standards are identified in the Overlay District to minimize potential hazardous impacts to the airport, aircraft and surrounding development that may result from proposed land use in the vicinity of the Airport. Those impacts generally include visual obstructions (glare/reflection, potential for noise sensitivity, creation of wildlife attractants (from storm water ponds, vegetation), height of structures, etc. B.Mitigation techniques are advocated in the Ordinance to achieve compliance with these ÜÎßÚÌ ðê Ú»¾ îðïî Page 30 of 32 standards. Those may include use of non-reflective building materials to minimize glare, proper orientation of buildings or other improvements, insulation techniques to reduce noise impacts, alternative storm water management designs or other suggested site plan modifications. C.This project will likely be the first of its kind to be reviewed and evaluated under the overlay district standards since the December 2009 adoption of the ordinance. Ensuring compliance with these regulatory provisions will occur at an administrative level through the Site Plan Review Process. In other words, no public review or approval process is required to approve the building- review will be to ensure that any proposed project in the overlay district satisfies the mitigation factors addressed in the code. The CITY will work with SHINE to address these aspects whenever or however we can. ÜÎßÚÌ ðê Ú»¾ îðïî Page 31 of 32 IN WITNESS WHEREOF, the officers of the City of Janesville, Wisconsin, Owner of said land, has hereunto set their hands and seals this ______ day of ___________________, 2012. CITY OF JANESVILLE _________________________________ By: Eric J. Levitt, Janesville City Manager ___________________________________ By: Jean Ann Wulf, City Clerk-Treasurer State of Wisconsin ) ) ss Rock County ) Subscribed to before me personally by Eric J. Levitt, City Manager, and Jean Ann Wulf, City Clerk-Treasurer, to me known to be the same who signed above this ______ day of __________________, 2012. ____________________________________________ Notary Public Rock County, Wisconsin My commission ______________________ ÜÎßÚÌ ðê Ú»¾ îðïî Page 32 of 32